ECM

GTS-Mischler’s Primary Equity Capital Markets (ECM) team has a long and well-documented history of working with a broad spectrum of equity Issuers, their respective Private Equity sponsors and their lead investment banks. We are enlisted as a co-underwriter, manager, co-manager, sales agent and/or selling group member to participate in IPO’s, Follow-On’s and At-the-Market (“ATM”) offerings advanced by the most recognized ‘Unicorns’ and dozens of formidable and fast-growing enterprises across every industry and sector, including, healthcare and biotech, energy, bank and finance, technology, REIT, consumer finance, industrial manufacturing, defense, retail, consumer products, hotel and lodging, and entertainment. Notable Equity Offerings include:

$884,874,980

Consumer Discretionary

FTCH
Selling Group
September 2018

$1,509,600,000

Health Care

ELAN
Co-Manager
September 2018

$531,250,000

Communications

SWCH
Selling Group
October 2017

$1,918,290,870

Technology

ATUS
Selling Group
June 2017

$748,937,535

Materials

HUD
Selling Group
February 2018

$731,500,000

Industrials

GTES
Selling Group
January 2018

$748,937,535

Industrials

GDI
Selling Group
May 2017

$225,000,000

Consumer Discretionary

CVNA
Selling Group
April 2017

$3,400,000,000

Technology

SNAP
Co-Manager
March 2017

$1,405,950,000

Industrials

ZTO
Selling Group
November 2016

$105,000,000

Consumer Discretionary

SHAK
Co-Manager
February 2015

$25,000,000,000

Technology

BABA
Co-Manager
September 2014

GTS Serves as DMM; GTS-Mischler’s Capital Markets is a separate business aggregation unit from GTS’ DMM consistent with NYSE Regulation
GTS’ Capital Markets team is dual-registered at GTS Securities, LLC and Mischler Financial Group; Equity Underwriting and Distribution Services and are provided by Mischler Financial Group; see also www.mischlerfinancial.comSource: Bloomberg, Thomson Reuters & Company Filings

GTS-Mischler – Representative Follow-On Offerings

$456,000,000

Consumer Discretionary

WTW
Selling Group
May 2018

$2,601,500,000

Health Care

CNC
Selling Group
May 2018

$824,600,000

Industrials

GDI
Selling Group
May 2018

$ 4,380,000,000

Consumer Discretionary

HLT
Selling Group
April 2018

$1,040,625,000

Consumer Discretionary

HGV
Selling Group
March 2018

$888,375,000

Consumer Discretionary

PK
Selling Group
March 2018

$141,100,000

Consumer Discretionary

GOLF
Selling Group
November 2017

$599,500,000

Industrials

GDI
Selling Group
November 2017

$408,000,000

Financials

DOC
Selling Group
July 2017

$1,130,000,000

Consumer Staples

USFD
Selling Group
May 2017

$103,350,000

Financials

BANC
Selling Group
May 2016

$787,800,000

Technology

GDDY
Selling Group
April 2016

GTS Serves as DMM; GTS-Mischler’s Capital Markets is a separate business aggregation unit from GTS’ DMM consistent with NYSE Regulation
GTS’ Capital Markets team is dual-registered at GTS Securities, LLC and Mischler Financial Group; Equity Underwriting and Distribution Services and are provided by Mischler Financial Group; see also www.mischlerfinancial.com. Source: Bloomberg, Thomson Reuters & Company Filings